Recent Transactions
(scroll down to
review the complete list)
|
Partial List
of Closed Transactions Funded by our Sources |
|
Client |
Type
Transaction |
|
VoIP, Inc.
|
PIPE |
|
Phase III Medical
Technologies, Inc |
PIPE |
|
Med-Dynamix
|
Private Placement |
|
Omni Medical
Holdings, Inc. |
PIPE |
|
Eugene Science,
Inc. |
Reverse Merger |
|
Genutec Business
Solutions, Inc. |
Notes with
Warrants |
|
Vicor
Technologies, Inc. |
Private Placement |
|
Optigenex, Inc. |
PIPE |
|
Synutra, Inc. [VVIN] |
Reverse Merger |
|
Chick's Sporting
Goods |
Private Placement |
|
China
Biopharmaceuticals Holdings |
PIPE |
|
China
Biopharmaceuticals Holdings |
Bridge Financing |
|
Omni Medical
Holdings, Inc. [ONMH] |
M&A Advisory |
|
Astrata Group,
Inc. [ATTG] |
Bridge Financing |
|
Quintek
Technologies, Inc. [QTEK] |
PIPE |
|
Kiwa Bio-Tech
Products Group Ltd. [KWBT]
|
Reverse Merger |
|
Digital Learning
Management Corporation [DGTL]
|
PIPE |
|
Digital Learning
Management Corporation [DGTL]
|
Reverse Merger |
|
Bam!
Entertainment, Inc. [BFUN]
|
PIPE |
|
Bam!
Entertainment, Inc. [BFUN]
|
PIPE |
|
AgION
Technologies |
Private Placement |
|
vCIS |
Private Placement |
|
Remote mdx
|
Private Placement |
|
MedRx
Technologies, Inc. |
Private Placement |
|
Celetron USA,
Inc. |
Private Placement |
|
Thermoview
Industries, Inc. [THV] |
PIPE |
|
|
Private Placements (Completed by our
Funding Sources) |
|
Company |
Description |
Offering
Size |
|
Advanced
Nutraceuticals, Inc. |
Health
and Nutritional Supplements |
$
13,000,000 |
|
Agion
Technologies, LLC |
Anti-microbial |
$
10,000,000 |
|
Auction-Sales.com,
Inc. |
Internet
Auction Portal |
$
1,575,000 |
|
BAM!
Entertainment, Inc. |
Entertainment Software |
$
3,200,000 |
|
BAM!
Entertainment, Inc. |
Entertainment Software |
$
2,330,000 |
|
Celetron |
Contract
Manufacturer |
$
44,000,000 |
|
Chicks
Sporting Goods, Inc. |
Sporting
Goods Retailer |
$
14,000,000 |
|
DevTech
Associates, Inc. |
Software
Development |
$
2,975,000 |
|
Digital
Learning Management Corp. |
Continuing Education |
$
3,000,000 |
|
Dimension
Technology, Inc. |
3D
Graphics |
$
2,000,000 |
|
First
Wave |
Video
Kiosks |
$
6,000,000 |
|
Interactive Images, Inc. |
Interactive Software |
$
2,286,996 |
|
Internet
Mercado, Inc. |
Hispanic
Internet Retailer |
$ 1,5000,000 |
|
JAKK's
Pacific, Inc. |
Toy
Company |
$
5,000,000 |
|
JAKK's
Pacific, Inc. |
Toy
Company |
$
13,000,000 |
|
JAKK's
Pacific, Inc. |
Toy
Company |
$
6,000,000 |
|
JAKK's
Pacific, Inc. |
Toy
Company |
$
1,300,000 |
|
Media
Arts Group, Inc. |
Art
Collectibles |
$
8,000,000 |
|
MedRx
Technologies, Inc. |
Advanced
Medical Devices |
$
2,890,750 |
|
Midisoft |
Software
Development |
$
1,300,000 |
|
Navidec,
Inc. |
Internet |
$
2,500,000 |
|
Navidec,
Inc. |
Internet |
$
1,437,500 |
|
Netivation.com, Inc. |
Internet
Vertical Portals |
$
5,812,500 |
|
Officeland |
Office
Equipment |
$
6,000,000 |
|
Pacific
Coast Packaging Corp. |
Corrugated Packaging |
$
6,000,000 |
|
Pan-Agricultural
Laboratories |
Agriculture |
$
4,000,000 |
|
Pink Dot,
Inc. |
Grocery
Delivery |
$
3,000,000 |
|
Psion
Technology |
Homeland
Security |
$
10,000,000 |
|
R.W.
Thayer Food Products, Inc. |
Food
Wholesaler |
$
4,500,000 |
|
Remote
MDX |
Personal
Security Products |
$
3,000,000 |
|
Sirena
Apparel, Inc. |
Apparel |
$
32,000,000 |
|
Standun,
Inc. / Wedgestone Financial |
Financial |
$
4,500,000 |
|
Thermoview Industries, Inc. |
Consolidator of Direct
Window Sales |
$
6,000,000 |
|
Thermoview Industries, Inc. |
Consolidator of Direct
Window Sales |
$
5,000,000 |
|
U.S.
Forest Industries, Inc. |
Paper
Products |
$
30,000,000 |
|
Vangard
Technology |
High
Density Memory Storage &
Mining |
$
5,000,000 |
|
vCIS
Technology Inc. |
Anti-viral Software |
$
20,000,000 |
|
WestCorp
Software (Fiware, Inc.) |
Corporate
Payment Management Software |
$
5,000,000 |
|
WorldQuest Networks, Inc. |
International Internet
Telephony Company |
$ 1,900,000 |
|
|
Mergers &
Acquisitions (Completed by
our Funding Sources) |
|
Company |
Description |
Offering |
|
Chicks
Sporting Goods, Inc. |
Retail
Sporting Goods Chain |
Strategic Planning |
|
CEO-CREDITZ,
Inc |
Internet
Consumer Awards Program |
Strategic
Planning and Financial
Structuring |
|
Digital
Learning Management Corp |
Continuing
Education |
Reverse
Merger |
|
Kiwa Bio-Tech
Product Group Corp. |
Agricultural
Bio-Tech Products |
Reverse
Merger |
|
Navigator
Network Solutions (formerly
Iconixx) |
Network
Services |
Mergers & Acquisition
Advisory |
|
New Media
Venture Partners |
Multi Media |
Strategic
Planning and Financial
Structuring |
|
Pets RX, Inc. |
Veterinary
Care |
Corporate
Sale / $22 Million |
|
Schimatic
Cash Transactions Networks,
Inc. |
Financial
Services |
Strategic Planning and
Financial Structuring
|
|
Smart Chip
Technologies, LLC |
Software
Technology |
Strategic
Planning and Financial
Advisory |
|
Space
Operations International,
Inc. |
Space
Transportation |
Strategic
Planning and Financial
Structuring |
|
Strategic HR
Solutions |
Human
Resources |
Corporate
Sale / N.A. |
|
U.S. Forest
Industries, Inc. |
Forest
Products |
Leveraged
Buyout / $92 Million |
|
WestCorp
Software (Fiware, Inc.) |
Corporate
Payment Management Software |
Corporate
Sale / $5 Million |
| |
|
|
|
|
Selected
Public Offerings (Completed
by our Funding Sources) |
|
Company |
Description |
Offering
Size |
|
Birner
Dental Mgmt. Services, Inc. |
Dental
Practice Management Group |
$
14,700,000 |
|
Bonso
Electronics International
Inc. |
Contract
Manufacturing |
$
6,737,500 |
|
Deswell
Industries |
Chinese
Based Injection Molding |
$
8,635,000 |
|
Digital
Learning Management Corp. |
Continuing Education |
* |
|
ImageMatrix Corp. |
Computerized Forms |
$
8,050,000 |
|
JAKKS
Pacific, Inc. |
Toy
Manufacturer |
$
9,375,000 |
|
Kiwa
Bio-Tech Product Group Corp. |
Agricultural Bio-Tech
Products |
* |
|
Media
Arts Group, Inc. |
Art
Collectibles |
$
9,062,500 |
|
Nam Tai
Electronics, Inc. |
Electronic Components
Manufacturer |
$
51,000,000 |
|
Navidec,
Inc. |
Internet
/ Web Design and Consulting |
$
6,000,000 |
|
NeoMedia
Technologies |
Bar
Coding and Computer
Migrations |
$
10,200,000 |
|
NeoTherapeutics, Inc. |
Oncology
Focused Pharmaceuticals |
$
10,780,000 |
|
Netivation.com |
Internet
Vertical Portals |
$
25,000,000 |
|
NewCom,
Inc. |
Modem and
Multimedia Hardware
Developer |
$
19,000,000 |
|
Officeland, Inc. |
Office
Equipment Refurbishing and
Wholesaler |
$
2,187,000 |
|
Ontro
Inc. |
Consumer
Product Developer |
$
18,700,000 |
|
Sforza
Enterprises |
South
Florida Restaurant Group |
$
5,037,500 |
|
Synagro
Technologies, Inc. |
Alternative Waste Processing |
$
6,000,000 |
|
Thermoview Industries, Inc. |
Consolidator of Direct
Window Sales |
$
6,900,000 |
|
Vitech
America, Inc. |
Computer
Products Manufacturer |
$
15,750,000 |
|
WorldQuest Networks |
International Internet
Telephony |
$
35,750,000 |
* Note: Completed
through a merger with a public
company. |
|
Contact
us today to discuss further.
Click
Here for email
or
call Gerald Newman, Esq. at 310-652-6642. |
